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Retirement Planning
Chapter 12: Deferred Compensation & Equity Compensation/TAXATION OF NQSOs
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Chapter Study Session

Chapter 12: Deferred Compensation & Equity Compensation

TAXATION OF NQSOs

01.Core Concepts

Grant Date • No taxable income unless exercise price is less than fair market value at date of grant. Upon Exercise • Executive will have W-2 income for the appreciation over the exercise price (bargain element). • Employer has income tax deduction for same amount. Upon Sale of Stock • Executive will have capital gain/loss with a holding period beginning at the exercise date.