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Retirement Planning
Chapter 12: Deferred Compensation & Equity Compensation/SECULAR TRUST
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Chapter Study Session

Chapter 12: Deferred Compensation & Equity Compensation

SECULAR TRUST

01.Core Concepts

• Irrevocable Trust • Holds set-aside funds of a NQDC Plan for the benefit of executive. • Trust funds are not available to employer or the employer’s creditors. • Usually, no substantial risk of forfeiture for employee. • However, trust may require a vesting period.  In such a case, the executive would have substantial risk of forfeiture until meeting the vesting period requirements. • Without substantial risk o f forfeiture, value of trust is taxable to executive at the time it is funded.