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Retirement Planning
Chapter 12: Deferred Compensation & Equity Compensation/CASHLESS EXERCISE
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Chapter Study Session

Chapter 12: Deferred Compensation & Equity Compensation

CASHLESS EXERCISE

01.Core Concepts

• An executive exercises an option without cash. • Very common • Third-party lends executive cash to exercise the option. • Executive repays the lender almost immediately with the proceeds and has W-2 income for the excess value over the exercise price. • A cashless exercise is a disqualifying disposition.