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Retirement Planning
Chapter 12: Deferred Compensation & Equity Compensation/UNFUNDED NQDC PLANS
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Chapter Study Session

Chapter 12: Deferred Compensation & Equity Compensation

UNFUNDED NQDC PLANS

01.Core Concepts

• An unfunded promise to pay • May have time requirements, or other considerations • Funds are not set aside • No constructive receipt • Substantial Risk of Forfeiture • Employer might not pay • Executive may not meet requirements to receive funds • Meets requirements for tax deferral