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Retirement Planning
Chapter 7: Plan Installation & Administration/PROHIBITED TRANSACTIONS (1 OF 3)
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Chapter Study Session

Chapter 7: Plan Installation & Administration

PROHIBITED TRANSACTIONS (1 OF 3)

01.Core Concepts

• Transactions between a qualified plan and a disqualified person that are prohibited by law • Disqualified Person  Plan fiduciary  Service providers  Plan sponsor  Owners, partners of plan sponsor  Family members of owners  Officers and directors of plan sponsor